Our Qualifications
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Is an industry leader with a client-centered philsophy that encourages long-term relationships
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Provides compliance oversight, guidance and training to your financial professional
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Gives your financial professional access to a wide variety of quality products and services
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Gives your financial professional access to unbiased research so that important information about products can be shared with you
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Has more than 1,400 branch offices in the United States and Puerto Rico
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A member of the Securities Investor Protector Corporation (SIPC); securities in your account protected up to $500,000.
For details visit SIPC.
Your Financial Professional
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Partners with you to make informed financial management decisions
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Works hard to understand you and your unique set of circumstances, needs and objectives
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Determines specific investment alternatives based on both your current and long-term goals and objectives
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Concentrates on effectively pursuing your goals using a full-service planning approach*
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Reviews your financial strategy with you to ensure changes in personal and economic conditions are properly addressed
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Updates you on the status of your investment portfolio
Pershing, LLC
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A well-established leader in the industry; one of the largest New York Stock Exchange member securities clearing firms
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Gives your financial professional access to securities listed on all major exchanges, including the New York Stock Exchange, the American Stock Exchange, most regional exchanges and over-the-counter market
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Executes and clears all exchanged and over-the-counter securities transactions as agent for, and on the instruction of, Cetera Advisor Networks LLC
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Custodian of accounts introduced by Cetera Advisor Networks LLC
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A renowned business partner who provides the assurance of stability
*Advisrory services may only be offered by Investment Advisor Representatives in connection with an appropriate Cetera Advisor Networks LLC, advisory services agreement and disclosure brochure provided.